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Director Corporate Compliance
Job SummaryResponsible for providing project leadership on Corporate Compliance Office initiatives, managing the Corporate Disclosure Program, and providing support to other compliance activities. Reporting includes the status of the annual compliance work plan, prospective monitoring trends, and open compliance issues. This position is to assess the significant risks and to develop strategies to mitigate those risks. Responsible for investigating reports of alleged non-compliance, as deemed necessary, to final resolution.Job DutiesDisclosure Program: Oversee the corporate concerns reporting systems.Maintain a reporting protocol for compliance concerns.Provide mentoring for organizational investigators on disclosure program expectations and p
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